A Highly Interactive Training Course On

Compliance Simplified: Understanding the Basics of Regulatory Frameworks

Ensuring Legal and Ethical Integrity in the Modern Business Environment

Compliance Simplified: Understanding the Basics of Regulatory Frameworks
Course Schedule

CLASSROOM

07-11 Jul 2025
Dubai
$5,950
29 Sep-03 Oct 2025
Amsterdam
$5,950
15-19 Dec 2025
London
$5,950
11-15 May 2026
Dubai
$5,950
28 Sep-02 Oct 2026
Amsterdam
$5,950
14-18 Dec 2026
London
$5,950
Certificate
  • Coventry Academy Certificate of Attendance will be provided to delegates who attend and complete the course

Training Overview

Training Overview

This Compliance Simplified: Understanding the Basics of Regulatory Frameworks training course is designed to provide you with a comprehensive understanding of key compliance areas and how to build or assess an effective compliance program within an organization.

An effective compliance program is crucial for ensuring that your organization operates in accordance with legal, regulatory, industry, and ethical standards. It helps minimize risks, improve operational efficiency, protect the organization’s reputation, foster trust with stakeholders, and safeguard the interests of shareholders.

Upon completing this training, you will have the skills and tools to develop and implement a compliance program using a risk-based approach, tailored to meet the unique needs and challenges of your organization.

What are the goals?

By the end of this training course, participants will be able to:

  • Understand the main concepts of Compliance
  • Understand the main roles and responsibilities of the Compliance function within an organization
  • Understand the main areas of Compliance and their characteristics
  • Identify key Compliance risks
  • Structure an effective Compliance Program, within a risk-based approach

Who is this Training Course for?

This training course is suitable to a wide range of professionals but will greatly benefit:

  • Executives and board members who wish to be familiarized with Compliance management
  • Internal Auditors
  • Newly appointed compliance professionals
  • Governance professionals
  • Risk managers
  • GRC professionals who intend to have a broader knowledge on Compliance
  • Legal professionals
  • Company secretaries
  • IT professionals dealing with Compliance

How will this Training Course be Presented?

Participants to this training course will receive an overview of Compliance applied to the corporate environment and will engage in case studies, group live instruction, presentation and discussion of examples based on real-life cases, with ongoing discussion and interactive participation being constantly encouraged.

The Course Content

Day One: Introduction to Compliance, Fraud and Ethics
  • Definition and Importance of Compliance
  • Timeline – Important Milestones
  • The Role of Compliance in an Organization
  • Regulatory Compliance
  • The Role of Conventions and ‘Soft Laws’
  • Fraud
  • Ethics
Day Two: Risk-Based Approach to Compliance
  • Risk Management
  • Risk Appetite
  • Risk Identification
  • Risk Assessment
  • Risk Mapping
  • Mitigating Strategies
  • Monitoring and Reporting
  • Risk Classes
Day Three: Compliance Areas
  • Anti-Bribery and Corruption Compliance
  • Anti-Money Laundering Compliance
  • Counter-Terrorism Financing Compliance
  • Sanctions
  • Antitrust / Competition Law Compliance
  • Environmental, Social and Governance
  • Data Privacy and Information Security
Day Four: Structuring an Effective Compliance Program
  • Compliance Frameworks
  • Commitment by the Board and Senior Management
  • Program Design
  • Risk Identification and Assessment
  • Compliance Structure – Autonomy and Resources
  • Code of Conduct, Policies and Procedures
  • Training
  • Communication
Day Five: Compliance Culture
  • Whistleblowing
  • Investigations
  • Third-Party Due Diligence and Management
  • Auditing and Monitoring
  • Metrics and Key Performance Indicators
  • Compliance Culture

Providers and Associations

Anderson
Anderson
Aztech Training
Aztech Training